Speciality Metals International Limited Annual Report 2019

SHAREHOLDER INFORMATION Page | 61 Information relating to shareholders at 19 September 2019 (per ASX Listing Rule 4.10) Substantial Shareholders Shareholding Hilux Resources Pty Ltd Whitfords Holding Investments Ltd 70,000,000 64,919,810 Distribution of Shareholders as at 19 September 2019 Number Ordinary Number of Ordinary Shares Held of Holders Shares 1 – 1,000 74 12,078 1,001 – 5,000 53 182,156 5,001 – 10,000 110 971,919 10,001 – 100,000 624 27,436,788 100,001 – and over 579 954,126,690 1,440 982,729,631 At the prevailing market price of $0.049 per share, there are 239 shareholders with less than a marketable parcel of $500. Top 20 Shareholders of Ordinary Shares as at 19 September 2019 Shares % Shares issued Hilux Resources Pty Ltd Whitfords Holding Investments Ltd Lynewood Holdings Ltd Bodie Investments Pty Ltd Dr Leon Eugene Pretorius Covenant Holdings (WA) Pty Ltd <The Boyd No 3 A/c> Shawlane Capital Ltd Baglora Pty Ltd <Mott Family Super Fund A/c> Ang Kay Tiong Archer Pacific Holding Limited Mr Malcolm John McClure TA Securities Holdings Berhad Penause Pty Ltd 70,000,000 64,919,810 46,800,000 41,000,000 37,938,244 37,000,000 36,970,172 25,000,000 20,312,664 20,000,000 18,750,000 17,040,001 16,200,000 7.12 6.61 4.76 4.17 3.86 3.77 3.76 2.54 2.07 2.04 1.91 1.73 1.65 Mota Engil Minerals & Mining Investments BV\C Sonnenallee Investments Ltd 16,000,000 15,333,600 1.63 1.56 BNQ Paribas Noms Pty Ltd <DRP> Hemmingway United Investment Ltd Turbine Capital Limited Vision Tech Nominees Pty Ltd Alan Scott Nominees Pty Ltd <Alan Scott Super A/c> 14,426,900 14,088,236 11,999,166 8,000,000 7,800,000 1.47 1.43 1.22 0.81 0.79 Total of Top 20 Holdings 539,578,793 54.91 Other Holdings 443,150,838 45.09 Total Fully Paid Shares Issued 982,729,631 100.00 Employee Share based Performance Plan At a General Meeting held 22 June 2018 shareholders approved the adoption of the Speciality Metals International Limited Equity Incentive Plan. The purpose of the Plan is to attract, motivate and retain employees, provide employees an incentive and provide the ability to grant performance rights, options or shares to employees, including Executive and Non-Executive Directors. This replaces the previous Employee Awards Plan approved in 2015. Voting rights There are no restrictions on voting rights. On a show of hands every member present or by proxy shall have one vote and upon a poll each share shall have one vote. Where a member holds shares which are not fully paid, the number of votes to which that member is entitled on a poll in respect of those partly-paid shares shall be that fraction of one vote which the amount paid up bears to the total issued price thereof. Option holders have no voting rights until the options are exercised. Audit Committee At the date of the Report of the Directors, the Company has a Committee of one Executive and one Non-executive Director that meets with the Company's external auditors at least once during each half-year. These meetings take place prior to the finalisation of the Half-Year Financial Statements and Annual Report, and prior to the signing of the Audit Report.